Christopher James Yardley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited

    FRN 134190

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2022)
  • Evelyn Partners Financial Planning Limited

    FRN 136414

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2022)
  • Alpha Real Property Investment Advisers LLP (no longer approved here)

    FRN 534723

    • CF30 Customer (7 Jun 2016 to 26 Aug 2016)
  • Union Investment Management Limited (no longer approved here)

    FRN 178723

    • CF30 Customer (11 Mar 2013 to 24 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.