Union Investment Management Limited

Date authorised
1 April 2013
Companies House
02788777
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Anstey Bond LLP, 1-2 Charterhouse Mews
    London
    Islington
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442070160000
    Web
    https://www.uim.co.uk

  • Complaints Contact

    Anstey Bond LLP, 1-2 Charterhouse Mews
    London
    Islington
    EC1M 6BB
    UNITED KINGDOM
    Phone
    +442070160000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Thomas Choppin

    IRN DTC01038

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jan 2024)
    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Aug 2017 to 8 Dec 2019)
    • CF1 Director (24 Feb 2011 to 7 Oct 2016)
    • CF28 Systems and controls (15 Nov 2010 to 7 Oct 2016)
  • David Roy Wood

    IRN DRW01077

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 20 Dec 2006)
    • CF13 Finance (1 Dec 2001 to 20 Dec 2006)
    • CF1 Director (1 Dec 2001 to 2 May 2006)
  • Domenico Daniele

    IRN DXD01201

    • CF30 Customer (1 Oct 2012 to 14 Feb 2014)
  • Eugen Andre Marinoff

    IRN EAM01120

    • CF30 Customer (19 Mar 2015 to 24 Nov 2017)
  • Ewen Wigley

    IRN EXW01073

    • CF11 Money Laundering Reporting (13 Dec 2001 to 2 May 2006)
    • CF23 Corporate Finance Adviser (13 Dec 2001 to 18 Dec 2006)
    • CF1 Director (1 Dec 2001 to 2 May 2006)
  • Fyodor Blumin

    IRN FXB01283

    • CF30 Customer (10 Feb 2011 to 8 Jun 2012)
  • Gagan Paul Daphu

    IRN GPD01043

    • CF30 Customer (27 May 2010 to 14 Feb 2014)
  • Gareth Alexander Jones

    IRN GAJ01058

    • CF30 Customer (2 Apr 2013 to 1 Oct 2013)
  • Haytham Makki

    IRN HXM01518

    • CF30 Customer (22 Apr 2013 to 22 Apr 2014)
  • Ian Watson

    IRN IXW01163

    • CF30 Customer (3 Mar 2008 to 9 Jul 2009)
    • CF1 Director (AR) (3 Mar 2008 to 9 Jul 2009)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.