Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Union Investment Management Limited
FRN 178723
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 30 Jan 2024)
- CF30 Customer (22 Aug 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (22 Aug 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Aug 2017 to 8 Dec 2019)
- CF1 Director (24 Feb 2011 to 7 Oct 2016)
- CF28 Systems and controls (15 Nov 2010 to 7 Oct 2016)
-
- CF30 Customer (25 Sep 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.