Union Investment Management Limited

• Principal Place of Business

  Anstey Bond LLP, 1-2 Charterhouse Mews

  London

  Islington

  EC1M 6BB

  UNITED KINGDOM

  Phone

  +442070160000

  Web

  https://www.uim.co.uk

• Complaints Contact

  Anstey Bond LLP, 1-2 Charterhouse Mews

  London

  Islington

  EC1M 6BB

  UNITED KINGDOM

  Phone

  +442070160000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Brown

  IRN JXB01567

  • CF23 Corporate Finance Adviser (3 Nov 2005 to 5 Jun 2006)
• Kathryn Anne Davenport

  IRN KAD01057

  • CF10 Compliance Oversight (16 Apr 2010 to 1 Feb 2012)
• Keith John Martin

  IRN KJM01077

  • CF30 Customer (12 Nov 2010 to 1 Nov 2013)
• Kevin Derrick Walter Byatt

  IRN KDB01024

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2002)
• Lucian Francis Michael Townsend

  IRN LFT01007

  • CF30 Customer (10 Nov 2011 to 13 Jan 2012)
• Luke Cecil Rackham

  IRN LCR01022

  • CF30 Customer (13 Aug 2010 to 29 Nov 2010)
• Lynne Caldwell Jeffrey

  IRN LCJ01008

  • CF23 Corporate Finance Adviser (19 Apr 2005 to 2 May 2006)
• Marcus Phon Custance

  IRN MPC01049

  • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
• Mark William Slater

  IRN MWS01032

  • CF30 Customer (1 Nov 2007 to 1 Apr 2010)
  • CF11 Money Laundering Reporting (29 Aug 2006 to 1 Apr 2010)
  • CF1 Director (11 May 2006 to 1 Apr 2010)
  • CF27 Investment Management (11 May 2006 to 31 Oct 2007)
• Maxamilian Arthur Delamain

  IRN MAD01173

  • CF30 Customer (20 Feb 2014 to 1 Sep 2014)

• OCH Capital LLP (no longer appointed)

  FRN 499137 · Appointed 8 Apr 2009 · Until 29 Nov 2010

• Firecrest Fund Management Limited (no longer appointed)

  FRN 491740 · Appointed 21 Nov 2008 · Until 30 Jul 2009

• Agrifirma Services Ltd (no longer appointed)

  FRN 479012 · Appointed 13 Feb 2008 · Until 9 Jul 2009

No changes recorded yet.