Jonathan Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Equity Limited (no longer approved here)
FRN 124394
- [FCA CF] Client dealing (20 May 2021 to 20 Jul 2024)
Optiva Securities Limited (no longer approved here)
FRN 181192
- CF30 Customer (7 Dec 2018 to 8 Dec 2019)
Asset Match Limited (no longer approved here)
FRN 579310
- CF30 Customer (7 Aug 2015 to 1 Dec 2016)
Union Investment Management Limited (no longer approved here)
FRN 178723
- CF23 Corporate Finance Adviser (3 Nov 2005 to 5 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.