First Equity Limited

• Principal Place of Business

  First Equity Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4402073742212

  Web

  https://www.firstequitylimited.com

• Complaints Contact

  First Equity Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4402073742212

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aidan Bishop

  IRN AXB02580

  • CF30 Customer (5 May 2010 to 8 Apr 2011)
• Alan Raymond Brooks

  IRN ARB01112

  • CF30 Customer (20 Nov 2012 to 14 Jan 2014)
• Andreas Soumilov

  IRN AXS01970

  • CF27 Investment Management (1 Jul 2004 to 28 Nov 2006)
  • CF26 Customer Trading (1 Jul 2004 to 28 Nov 2006)
  • CF21 Investment Adviser (1 Jul 2004 to 28 Nov 2006)
• Andrew Mark Leonard

  IRN AML01080

  • CF30 Customer (11 Jun 2012 to 31 Oct 2013)
• Antony Jon Laiker

  IRN AXL01252

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (29 Jun 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (3 Nov 2003 to 31 Oct 2007)
• Ashley Best

  IRN AMB01164

  • CF26 Customer Trading (27 Mar 2006 to 29 Dec 2006)
• Bernard Noel David George Kelly

  IRN BNK01005

  • CF2 Non Executive Director (11 Jul 2002 to 10 Sep 2013)
• Brian Spencer Hershon

  IRN BSH01009

  • CF30 Customer (1 Nov 2007 to 21 Dec 2010)
  • CF27 Investment Management (1 Jan 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
• Cameron John Parry

  IRN CJP01234

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF3 Chief Executive (16 May 2017 to 8 Dec 2019)
  • CF1 Director (18 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (18 Apr 2017 to 8 Dec 2019)
• Cameron Sinclair Walton Masters

  IRN CSW01054

  • CF1 Director (AR) (13 Oct 2006 to 31 Jul 2009)

• Capital Partners Securities Ltd (no longer appointed)

  FRN 455111 · Appointed 25 Jul 2006 · Until 30 Oct 2008

• HCM Asset Management Ltd (no longer appointed)

  FRN 402512 · Appointed 19 Sep 2005 · Until 31 Jul 2009

• Vintage AM Limited (no longer appointed)

  FRN 439551 · Appointed 19 Sep 2005 · Until 5 Oct 2010

No changes recorded yet.