Asset Match Limited

• Principal Place of Business

  New Broad Street House

  35 New Broad Street

  London

  EC2M 1NH

  UNITED KINGDOM

  Phone

  +4402072482788

  Web

  https://www.assetmatch.com

• Complaints Contact

  New Broad Street House

  35 New Broad Street

  London

  EC2M 1NH

  UNITED KINGDOM

  Phone

  +4402072482788

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The firm must not conduct any designated investment business with retail clients other than corporate finance business.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ben Michael Weaver

  IRN BMW01036

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
  • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
• Faye Abigail Bowen

  IRN FAR01006

  • CF30 Customer (8 Jan 2013 to 2 Aug 2013)
• Hannah Victoria Woodley Haxby

  IRN HVW01006

  • [FCA CF] Client dealing (since 20 Nov 2023)
• Haron Clarke Rodrigo

  IRN HXR00304

  • [FCA CF] Client dealing (since 26 Sep 2025)
• Iain Norman Baillie

  IRN INB01006

  • SMF9 Chair of the Governing Body (since 24 Dec 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (16 Aug 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Aug 2012 to 30 Jun 2019)
  • CF10 Compliance Oversight (16 Aug 2012 to 30 Jun 2019)
  • CF1 Director (16 Aug 2012 to 8 Dec 2019)
• James Lachlan MacLean

  IRN JLM01079

  • CF30 Customer (19 Feb 2013 to 25 Mar 2013)
• Jonathan Brown

  IRN JXB01567

  • CF30 Customer (7 Aug 2015 to 1 Dec 2016)
• Martin Jeffrey Stewart Bates

  IRN MJB01319

  • CF30 Customer (22 Oct 2019 to 5 Dec 2022)
• Matthew Steven Wilson

  IRN MSW01135

  • [FCA CF] Client dealing (since 9 Jan 2021)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Jul 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 22 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 22 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 22 Jul 2024)
  • CF10 Compliance Oversight (31 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (31 Jul 2019 to 8 Dec 2019)
  • CF1 Director (10 Sep 2018 to 8 Dec 2019)
  • CF3 Chief Executive (2 Aug 2018 to 8 Dec 2019)
  • CF30 Customer (26 Oct 2012 to 8 Dec 2019)
• Michael Barker

  IRN MXB00278

  • SMF3 Executive Director (since 20 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2023)
  • SMF16 Compliance Oversight (since 15 Jun 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 28 Jan 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)

• Craven Hill Capital Limited (no longer appointed)

  FRN 915177 · Appointed 16 Oct 2019 · Until 8 Dec 2022

No changes recorded yet.