James Lachlan MacLean

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Connexion Capital LLP
FRN 480006
- CF3 Chief Executive (AR) (since 24 Mar 2025)
- CF1 Director (AR) (since 24 Mar 2025)
- CF30 Customer (since 24 Mar 2025)
MacLean Securities Limited
FRN 709347
- (1)Employed By (since 9 May 2016)
Sapeno Partners LLP (no longer approved here)
FRN 628713
- CF3 Chief Executive (AR) (9 May 2016 to 9 Apr 2025)
- CF1 Director (AR) (9 May 2016 to 9 Apr 2025)
- CF30 Customer (9 May 2016 to 9 Apr 2025)
Asset Match Limited (no longer approved here)
FRN 579310
- CF30 Customer (19 Feb 2013 to 25 Mar 2013)
BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- CF30 Customer (10 Nov 2009 to 15 Dec 2011)
Hartmann Capital Limited (no longer approved here)
FRN 192815
- CF30 Customer (16 Jan 2009 to 16 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.