Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 26 Apr 2021)
    • CF30 Customer (since 9 Apr 2021)
    • (4)Employed By (since 9 Apr 2021)
  • Asset Match Limited (no longer approved here)

    FRN 579310

    • CF30 Customer (8 Jan 2013 to 2 Aug 2013)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (1 Jul 2011 to 10 Dec 2012)
    • CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Apr 2009)
    • CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Apr 2009)
    • CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Peach Financial

  2. controlled function added: (4)Employed By at Peach Financial