Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 26 Apr 2021)
- CF30 Customer (since 9 Apr 2021)
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Peach Financial
FRN 201886
- (4)Employed By (since 9 Apr 2021)
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- CF30 Customer (8 Jan 2013 to 2 Aug 2013)
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- CF30 Customer (1 Jul 2011 to 10 Dec 2012)
- CF26 Customer Trading (1 Dec 2001 to 16 Dec 2005)
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- CF30 Customer (1 Nov 2007 to 6 Apr 2009)
- CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Apr 2009)
- CF26 Customer Trading (6 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Peach Financial
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controlled function added: (4)Employed By at Peach Financial