Asset Match Limited

Date authorised
1 April 2013
Companies House
07681197
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Broad Street House
    35 New Broad Street
    London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +4402072482788
    Web
    https://www.assetmatch.com

  • Complaints Contact

    New Broad Street House
    35 New Broad Street
    London
    EC2M 1NH
    UNITED KINGDOM
    Phone
    +4402072482788

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · The firm must not conduct any designated investment business with retail clients other than corporate finance business.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mike Fullalove

    IRN MRF01031

    • CF30 Customer (10 Sep 2012 to 31 Jan 2014)
  • Modwenna Vivien Hornby Rees-Mogg

    IRN MXR01360

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2023)
    • CF2 Non Executive Director (2 Oct 2014 to 8 Dec 2019)
  • Neil Raymond Harding

    IRN NRH01029

    • CF30 Customer (7 Dec 2015 to 4 Jul 2018)
  • Oliver Charles Rayner

    IRN OCR01002

    • CF30 Customer (16 Aug 2012 to 1 Sep 2014)
  • Robert Nicholas Winterton

    IRN RNW01018

    • CF30 Customer (4 Jun 2014 to 1 Dec 2016)
  • Stuart John Lucas

    IRN SJL01116

    • [FCA CF] Client dealing (since 2 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (25 Feb 2020 to 20 Nov 2024)
    • CF30 Customer (16 Aug 2012 to 8 Dec 2019)
    • CF3 Chief Executive (16 Aug 2012 to 4 Jul 2018)
    • CF1 Director (16 Aug 2012 to 8 Dec 2019)
  • Vincent Paul Thompson

    IRN VPT01001

    • CF30 Customer (26 Sep 2012 to 1 Mar 2017)
  • Warren Won

    IRN WXW00021

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.