Modwenna Vivien Hornby Rees-Mogg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Frank Investments Limited
FRN 627697
- CF1 Director (AR) (since 14 May 2020)
- CF30 Customer (since 14 May 2020)
Asset Match Limited (no longer approved here)
FRN 579310
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Sep 2023)
- CF2 Non Executive Director (2 Oct 2014 to 8 Dec 2019)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF1 Director (AR) (7 Aug 2015 to 20 Feb 2017)
- CF30 Customer (7 Aug 2015 to 20 Feb 2017)
Wheatfromchaff Ltd (no longer approved here)
FRN 712089
- Employed By (7 Aug 2015 to 20 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.