Stuart John Lucas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Match Limited

    FRN 579310

    • [FCA CF] Client dealing (since 2 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (25 Feb 2020 to 20 Nov 2024)
    • CF3 Chief Executive (16 Aug 2012 to 4 Jul 2018)
    • CF1 Director (16 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (16 Aug 2012 to 8 Dec 2019)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF30 Customer (24 Feb 2011 to 5 Dec 2011)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 31 Jan 2009)
    • CF21 Investment Adviser (9 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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