Date authorised
1 December 2001
Companies House
FC009484
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landesbank Baden-Wuerttemberg
    London Branch
    6th Floor
    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402078268000
  • Complaints Contact

    Landesbank Baden-Wuerttemberg
    London Branch
    6th Floor
    100 Liverpool Street
    London
    EC2M 2AT
    UNITED KINGDOM
    Phone
    +4402078268000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abdalla Bachu

    IRN AXB02361

    • [FCA CF] Material risk taker (2 Oct 2017 to 8 Jun 2021)
  • Alan John Speight

    IRN AJS01295

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (25 Jul 2007 to 31 Oct 2007)
  • Alan Quigley

    IRN AXQ57432

    • [FCA CF] Client dealing (since 11 Feb 2019)
    • [FCA CF] Material risk taker (11 Feb 2019 to 24 Jul 2024)
    • [FCA CF] Functions requiring qualifications (11 Feb 2019 to 24 Jul 2024)
  • Alan Roy Eastwood

    IRN ARE01029

    • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Jul 2007)
  • Alastair Charles Price

    IRN AXP01413

    • CF30 Customer (1 Nov 2007 to 15 Mar 2010)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
    • CF26 Customer Trading (6 Sep 2007 to 31 Oct 2007)
  • Alexei Tchernitser

    IRN AXT01279

    • CF30 Customer (9 Sep 2008 to 27 May 2010)
  • Alison Jane Goswell

    IRN AJG01249

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
    • CF26 Customer Trading (21 Apr 2004 to 31 Oct 2007)
  • Allen Rad

    IRN AXR00772

    • [FCA CF] Client dealing (1 Mar 2023 to 31 Dec 2024)
  • Andrew Charles Briggs

    IRN ACB01092

    • CF30 Customer (7 Mar 2011 to 6 Mar 2016)
  • Andrew Owen Gill

    IRN AOG00002

    • CF30 Customer (11 Aug 2008 to 17 Oct 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.