Alan John Speight

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Material risk taker (since 21 Jul 2023)
    • [FCA CF] Manager of certification employee (since 3 Mar 2023)
    • [FCA CF] Client dealing (since 6 Mar 2017)
    • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
    • CF30 Customer (14 Dec 2009 to 6 Mar 2016)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF30 Customer (1 Nov 2007 to 19 Oct 2009)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
    • CF26 Customer Trading (25 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.