Canadian Imperial Bank of Commerce

Date authorised
24 November 1988
Companies House
FC001165
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000
  • Complaints Contact

    C I B C
    150 Cheapside
    London
    City Of London
    EC2V 6ET
    UNITED KINGDOM
    Phone
    +4402072346000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron David Davies

    IRN ADD01047

    • CF30 Customer (9 Mar 2009 to 18 May 2011)
  • Aaron Hamilton - Brown

    IRN AXH01145

    • [FCA CF] Client dealing (since 9 Sep 2024)
  • Aashni Patel

    IRN AXP00860

    • [FCA CF] Client dealing (since 6 Sep 2023)
  • Abdul Settar Nsouli

    IRN ASN01010

    • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Achim Willi Beck

    IRN AWB01052

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
  • Adam Andrew Janikowski

    IRN AAJ01025

    • CF30 Customer (8 May 2013 to 14 Nov 2014)
  • Adam Hetherington

    IRN AXH02607

    • CF30 Customer (17 Mar 2015 to 6 Mar 2016)
  • Adam Jarvis

    IRN ADJ01042

    • [FCA CF] Client dealing (since 6 Mar 2017)
    • CF30 Customer (25 Nov 2014 to 6 Mar 2016)
  • Adam Redland

    IRN APR01064

    • [FCA CF] Client dealing (since 5 Jun 2023)
    • [FCA CF] Client dealing (10 Feb 2020 to 1 Oct 2020)
  • Aida Trabucco

    IRN ADT01043

    • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.