Canadian Imperial Bank of Commerce
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
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Complaints Contact
C I B C150 CheapsideLondonCity Of LondonEC2V 6ETUNITED KINGDOM- Phone
- +4402072346000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaron David Davies
IRN ADD01047
- CF30 Customer (9 Mar 2009 to 18 May 2011)
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Aaron Hamilton - Brown
IRN AXH01145
- [FCA CF] Client dealing (since 9 Sep 2024)
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Aashni Patel
IRN AXP00860
- [FCA CF] Client dealing (since 6 Sep 2023)
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Abdul Settar Nsouli
IRN ASN01010
- CF30 Customer (1 Nov 2007 to 2 Jul 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Achim Willi Beck
IRN AWB01052
- CF30 Customer (1 Nov 2007 to 8 May 2008)
- CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
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Adam Andrew Janikowski
IRN AAJ01025
- CF30 Customer (8 May 2013 to 14 Nov 2014)
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Adam Hetherington
IRN AXH02607
- CF30 Customer (17 Mar 2015 to 6 Mar 2016)
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Adam Jarvis
IRN ADJ01042
- [FCA CF] Client dealing (since 6 Mar 2017)
- CF30 Customer (25 Nov 2014 to 6 Mar 2016)
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Adam Redland
IRN APR01064
- [FCA CF] Client dealing (since 5 Jun 2023)
- [FCA CF] Client dealing (10 Feb 2020 to 1 Oct 2020)
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Aida Trabucco
IRN ADT01043
- CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.