Aaron David Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WALLEYE CAPITAL (UK) LIMITED
FRN 987519
- [FCA CF] Manager of certification employee (since 17 Jul 2024)
- [FCA CF] Client dealing (since 17 Jul 2024)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (1 Mar 2023 to 17 Jul 2024)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- CF30 Customer (10 Feb 2016 to 1 Sep 2017)
BlueCrest Capital Management (UK) LLP (no longer approved here)
FRN 515304
- CF4 Partner (14 May 2012 to 28 Jan 2016)
- CF30 Customer (24 May 2011 to 29 Jul 2015)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (9 Mar 2009 to 18 May 2011)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF26 Customer Trading (20 Jan 2005 to 29 Sep 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF26 Customer Trading (20 Jan 2005 to 29 Sep 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.