WALLEYE CAPITAL (UK) LIMITED

• Principal Place of Business

  Walleye Capital

  15-16 Brook's Mews

  London

  Westminster

  W1K 4DS

  UNITED KINGDOM

  Phone

  +4402045324811

  Web

  https://www.walleyecapital.com

• Complaints Contact

  Walleye Capital

  15-16 Brook's Mews

  London

  Westminster

  W1K 4DS

  UNITED KINGDOM

  Phone

  +4402045324811

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron David Davies

  IRN ADD01047

  • [FCA CF] Client dealing (since 17 Jul 2024)
  • [FCA CF] Manager of certification employee (since 17 Jul 2024)
• Alberto Maria Cozzini

  IRN AMC01112

  • [FCA CF] Client dealing (21 Jun 2024 to 6 Aug 2024)
• Amélie Odette Laurent

  IRN AXL01963

  • [FCA CF] Client dealing (since 6 Mar 2026)
• Andrew Joe Carney

  IRN AXC00956

  • SMF9 Chair of the Governing Body (24 Oct 2023 to 31 Dec 2023)
• Atak Kara

  IRN AXK01656

  • [FCA CF] Client dealing (12 Jun 2024 to 4 Feb 2025)
• CHARLES Taylor

  IRN CQT01001

  • [FCA CF] Algorithmic trading (3 Jan 2025 to 1 Apr 2025)
  • [FCA CF] Client dealing (5 Jun 2024 to 1 Apr 2025)
  • [FCA CF] Manager of certification employee (5 Jun 2024 to 1 Apr 2025)
• Chiara Cremonese

  IRN CXC45851

  • [FCA CF] Client dealing (since 15 May 2024)
• Constantinos Constantinou

  IRN CXC01226

  • [FCA CF] Client dealing (since 17 Jul 2024)
• Eric Maxime Couffignals

  IRN EMC01074

  • [FCA CF] Client dealing (21 Jun 2024 to 29 Oct 2024)
• Gaurav Kumar Modgill

  IRN GKM01025

  • SMF16 Compliance Oversight (24 Oct 2023 to 22 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Oct 2023 to 22 May 2024)

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