CHARLES Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WALLEYE CAPITAL (UK) LIMITED (no longer approved here)
FRN 987519
- [FCA CF] Algorithmic trading (3 Jan 2025 to 1 Apr 2025)
- [FCA CF] Manager of certification employee (5 Jun 2024 to 1 Apr 2025)
- [FCA CF] Client dealing (5 Jun 2024 to 1 Apr 2025)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- [FCA CF] Client dealing (30 Aug 2023 to 5 Jun 2024)
TTG Capital Limited (no longer approved here)
FRN 780342
- [FCA CF] Proprietary trader (9 Dec 2019 to 2 Dec 2021)
DRW INVESTMENTS (UK) LIMITED (no longer approved here)
FRN 143880
- CF26 Customer Trading (20 Feb 2002 to 13 Apr 2006)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF26 Customer Trading (1 Dec 2001 to 24 Jan 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.