DRW INVESTMENTS (UK) LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

ANTHONY THOMAS Lee
IRN ATL01016
- CF21 Investment Adviser (20 May 2003 to 2 Jun 2006)
Adeyemi Obalolu Adefarakan
IRN AOA01006
- CF26 Customer Trading (23 Apr 2002 to 19 Sep 2002)
Alain Maurice Yves Pommier
IRN AMP01111
- CF26 Customer Trading (1 Jun 2006 to 25 Jun 2007)
Aled William Paul Morris
IRN AWM01067
- CF26 Customer Trading (1 Dec 2001 to 21 Jun 2002)
Alistair Kent
IRN AXK01156
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Andrew James Boyle
IRN AJB01593
- CF26 Customer Trading (20 Jun 2006 to 3 Aug 2006)
Arvind Ramanathan
IRN AXR02843
- [FCA CF] Material risk taker (9 Dec 2019 to 8 Jun 2021)
- CF29 Significant management (9 Aug 2017 to 8 Dec 2019)
Aya Abulkhair
IRN AXA00594
- [FCA CF] Proprietary trader (4 Jan 2021 to 12 Apr 2022)
Bardia Fekravar
IRN BXF00073
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
Basile Pascalis
IRN BXP01094
- CF8 Apportionment and Oversight (1 Dec 2001 to 10 Mar 2004)
- CF1 Director (1 Dec 2001 to 10 Mar 2004)
- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2004)
- CF13 Finance (7 Oct 1996 to 28 Feb 2002)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.