DRW INVESTMENTS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Ben John Hillier
IRN BJH01064
- CF29 Significant management (2 Jul 2010 to 28 Jan 2011)
Benjamin David Wakrat
IRN BDW01026
- CF26 Customer Trading (20 May 2003 to 30 Nov 2003)
Bianca Tsouvaltsidis
IRN BXT00343
- [FCA CF] Proprietary trader (4 Jun 2021 to 12 Apr 2022)
CHARLES Taylor
IRN CQT01001
- CF26 Customer Trading (20 Feb 2002 to 13 Apr 2006)
Camille Ennab
IRN CXE00095
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
Chadwick Nolan Miller
IRN CNM01050
- CF29 Significant management (13 Feb 2017 to 8 Dec 2019)
Cheryl Lynn Friedlander
IRN CLF01027
- CF26 Customer Trading (1 Nov 2002 to 17 Oct 2006)
Christopher Scott Ellicott-Taylor
IRN CST01010
- CF21 Investment Adviser (1 Dec 2001 to 4 Apr 2002)
Craig Weeden
IRN CXW01181
- CF21 Investment Adviser (22 Jan 2003 to 15 Aug 2006)
Daniel Mark Stansall
IRN DMS01178
- CF26 Customer Trading (29 Jul 2004 to 2 Jun 2006)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.