Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MWA FINANCIAL ADVICE LTD
FRN 460399
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (27 Jun 2019 to 8 Dec 2019)
-
- CF30 Customer (9 Feb 2018 to 7 May 2019)
-
- CF30 Customer (1 Aug 2015 to 23 Mar 2018)
-
- CF26 Customer Trading (29 Jul 2004 to 2 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.