LONSDALE SERVICES LIMITED

• Principal Place of Business

  Unit 3

  Curo Park

  Frogmore

  St. Albans

  Hertfordshire

  AL2 2DD

  UNITED KINGDOM

  Phone

  +4401727845500

  Web

  https://www.lonsdaleservices.co.uk

• Complaints Contact

  Unit 3

  Curo Park

  Frogmore

  St. Albans

  Hertfordshire

  AL2 2DD

  UNITED KINGDOM

  Phone

  +4401727845500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Alexander Charles Abraham

  IRN AAA01040

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
• Allan Cameron Ross

  IRN ACR01047

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (18 Feb 2010 to 8 Dec 2019)
• Amy Khadija Kadir

  IRN AXK00129

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
• Bernard John Fearn

  IRN BJF00001

  • Responsible for Insurance Mediation (14 Jan 2005 to 27 Oct 2006)
  • CF11 Money Laundering Reporting (16 Sep 2003 to 1 Jul 2006)
  • CF1 Director (16 Sep 2003 to 27 Oct 2006)
  • CF21 Investment Adviser (16 Sep 2003 to 16 Sep 2003)
  • CF10 Compliance Oversight (16 Sep 2003 to 1 Jul 2006)
  • CF8 Apportionment and Oversight (16 Sep 2003 to 27 Oct 2006)
• Conor McClean

  IRN CXM00569

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Dec 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2021)
• Conor Muldoon

  IRN CXM01005

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2024)
• Daniel Mark Stansall

  IRN DMS01178

  • CF30 Customer (1 Aug 2015 to 23 Mar 2018)
• Deborah Mary Nolan

  IRN DMS01114

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (24 Jan 2013 to 8 Dec 2019)
• George Gordon Douglas

  IRN GGD00001

  • CF30 Customer (1 Nov 2007 to 29 Sep 2010)
  • CF1 Director (6 Oct 2003 to 1 Nov 2012)
  • CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)
• Harry Goodship

  IRN HXG00192

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2024)
  • [FCA CF] Client dealing (since 4 Jan 2024)

• Surf & Consult Ltd (no longer appointed)

  FRN 457100 · Appointed 12 Sep 2006 · Until 16 Nov 2006

• Lonsdale Mortgages Ltd (no longer appointed)

  FRN 454094 · Appointed 3 Jul 2006 · Until 30 Sep 2008

No changes recorded yet.