Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • CF30 Customer (18 Feb 2010 to 8 Dec 2019)
  • Blackfinch Investments Limited (no longer approved here)

    FRN 153860

    • CF30 Customer (18 Oct 2013 to 12 Aug 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.