Blackfinch Investments Limited

• Principal Place of Business

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

  Web

  https://www.blackfinch.com

• Complaints Contact

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alan Keith Fletcher

  IRN AKF00005

  • CF1 Director (1 Dec 2001 to 20 Mar 2003)
• Alastair Lewis

  IRN AXL00161

  • [FCA CF] Material risk taker (9 Dec 2019 to 29 Feb 2024)
• Alexander James Sumner

  IRN AJS01639

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
  • [FCA CF] Significant management (since 1 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
  • CF30 Customer (12 Mar 2018 to 8 Dec 2019)
• Alexandra Ellen Clare Tate

  IRN AXT01253

  • CF26 Customer Trading (1 Dec 2001 to 25 Sep 2002)
• Alice Wise

  IRN AXW00250

  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
• Allan Cameron Ross

  IRN ACR01047

  • CF30 Customer (18 Oct 2013 to 12 Aug 2014)
• Andrew David Larsen

  IRN ADL01065

  • CF30 Customer (15 Nov 2013 to 16 Jan 2014)
• Anna Brooksbank

  IRN AXB03211

  • [FCA CF] Material risk taker (since 1 Mar 2022)
• Anna Carter

  IRN AXC00327

  • [FCA CF] Manager of certification employee (since 8 Apr 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Ben Porter

  IRN BXP00201

  • [FCA CF] Material risk taker (18 Jul 2022 to 3 May 2023)

• Blackfinch Asset Management Limited

  FRN 918841 · Appointed 1 Jan 2020

No changes recorded yet.