Alexander James Sumner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackfinch Investments Limited

    FRN 153860

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2025)
    • [FCA CF] Significant management (since 1 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Mar 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (12 Mar 2018 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (9 Aug 2010 to 30 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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