Blackfinch Investments Limited

• Principal Place of Business

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

  Web

  https://www.blackfinch.com

• Complaints Contact

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Bethany Dalley

  IRN BXD00192

  • [FCA CF] Material risk taker (30 Aug 2022 to 2 Feb 2024)
• Brett John Newman

  IRN BJN01008

  • CF1 Director (1 Dec 2001 to 9 May 2003)
• Carl Wayne Porter

  IRN CWP01023

  • [FCA CF] Material risk taker (1 Mar 2022 to 14 Aug 2023)
• Caroline Emma Hallatt

  IRN CEH01064

  • [FCA CF] Significant management (13 Sep 2021 to 13 Mar 2022)
  • [FCA CF] Material risk taker (13 Sep 2021 to 13 Mar 2022)
  • [FCA CF] Manager of certification employee (13 Sep 2021 to 13 Mar 2022)
• Catherine Faulds

  IRN CXF00077

  • [FCA CF] Material risk taker (since 2 Nov 2020)
  • [FCA CF] Manager of certification employee (since 2 Nov 2020)
• Cheryl Louise Gibbs

  IRN CLG01036

  • CF26 Customer Trading (1 Dec 2001 to 17 Oct 2002)
• Chris Swanepoel

  IRN CXS01191

  • [FCA CF] Manager of certification employee (5 Feb 2025 to 26 Aug 2025)
  • [FCA CF] Functions requiring qualifications (5 Feb 2025 to 26 Aug 2025)
  • [FCA CF] Client dealing (5 Feb 2024 to 26 Aug 2025)
  • [FCA CF] Significant management (5 Feb 2024 to 26 Aug 2025)
• Christian John Goldthorpe

  IRN CJG01066

  • CF30 Customer (21 Jan 2014 to 23 Dec 2014)
• Christopher Robert Whittingham

  IRN CXW00199

  • [FCA CF] Material risk taker (1 Mar 2021 to 3 Dec 2021)
• Claire Gazard

  IRN CXG00386

  • [FCA CF] Manager of certification employee (18 Aug 2022 to 3 Mar 2025)
  • [FCA CF] Material risk taker (18 Aug 2022 to 3 Mar 2025)
  • [FCA CF] Significant management (18 Aug 2022 to 3 Mar 2025)

• Blackfinch Asset Management Limited

  FRN 918841 · Appointed 1 Jan 2020

No changes recorded yet.