Caroline Emma Hallatt

• Blackfinch Investments Limited (no longer approved here)

  FRN 153860

  • [FCA CF] Material risk taker (13 Sep 2021 to 13 Mar 2022)
  • [FCA CF] Significant management (13 Sep 2021 to 13 Mar 2022)
  • [FCA CF] Manager of certification employee (13 Sep 2021 to 13 Mar 2022)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • [FCA CF] Significant management (9 Dec 2019 to 12 Aug 2020)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jan 2020)
• ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

  FRN 622916

  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2020)
• St. James's Place Partnership Services Limited (no longer approved here)

  FRN 719983

  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2020)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • [FCA CF] Significant management (1 Jan 2019 to 30 Jan 2020)
• Newcastle Financial Advisers Limited (no longer approved here)

  FRN 222899

  • (83)Employed By (25 Feb 2003 to 28 Jan 2005)

No changes recorded yet.