Blackfinch Investments Limited

• Principal Place of Business

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

  Web

  https://www.blackfinch.com

• Complaints Contact

  Blackfinch Investments Ltd

  Meadow Barn

  Elkstone Studios

  Cheltenham

  Gloucestershire

  GL53 9PQ

  UNITED KINGDOM

  Phone

  +4401452717070

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Daniel Joseph Robert Appleby

  IRN DXA19108

  • [FCA CF] Manager of certification employee (since 9 Nov 2023)
  • [FCA CF] Significant management (since 11 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2023)
  • CF30 Customer (23 Aug 2019 to 8 Dec 2019)
• Danielle Trow

  IRN DXT00084

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2023)
• David MacLeod Stewart

  IRN DMS01161

  • CF11 Money Laundering Reporting (1 Dec 2001 to 4 Jul 2002)
• David Russo

  IRN DXR00513

  • [FCA CF] Manager of certification employee (since 1 Nov 2024)
  • [FCA CF] Client dealing (since 2 Apr 2024)
• Dominique Simone Butters

  IRN DSB00022

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Dylan Clarke

  IRN DXC00218

  • [FCA CF] Material risk taker (23 Nov 2020 to 31 Aug 2023)
• Edward Price

  IRN EXP00051

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Elizabeth Clair Tomlinson

  IRN EXT00135

  • [FCA CF] Significant management (18 May 2022 to 21 May 2025)
  • [FCA CF] Manager of certification employee (18 May 2022 to 21 Feb 2024)
• Ellis Benjamin Joshua Waugh

  IRN EXW00276

  • [FCA CF] Material risk taker (1 Dec 2023 to 14 Apr 2025)
• Emily Laura Armstrong

  IRN EXA00117

  • [FCA CF] Material risk taker (17 Jan 2022 to 13 Apr 2023)

• Blackfinch Asset Management Limited

  FRN 918841 · Appointed 1 Jan 2020

No changes recorded yet.