Chris Swanepoel

• Blackfinch Investments Limited (no longer approved here)

  FRN 153860

  • [FCA CF] Functions requiring qualifications (5 Feb 2025 to 26 Aug 2025)
  • [FCA CF] Manager of certification employee (5 Feb 2025 to 26 Aug 2025)
  • [FCA CF] Significant management (5 Feb 2024 to 26 Aug 2025)
  • [FCA CF] Client dealing (5 Feb 2024 to 26 Aug 2025)
• Tatton Investment Management Limited (no longer approved here)

  FRN 733471

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

  FRN 155595

  • CF30 Customer (17 Sep 2008 to 8 Apr 2009)
• JPMorgan Asset Management (UK) Limited (no longer approved here)

  FRN 119337

  • CF27 Investment Management (2 Apr 2002 to 9 Apr 2004)
• J.P. Morgan Investment Management Inc (no longer approved here)

  FRN 119267

  • CF27 Investment Management (1 Dec 2001 to 9 Apr 2004)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF21 Investment Adviser (1 Dec 2001 to 9 Apr 2004)

No changes recorded yet.