Tatton Investment Management Limited

• Principal Place of Business

  Tatton Investment Management Ltd

  17 St. Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +442038240928

  Web

  http://www.tattoninvestments.com

• Complaints Contact

  Tatton Investment Management Ltd

  17 St. Swithin's Lane

  London

  City Of London

  EC4N 8AL

  UNITED KINGDOM

  Phone

  +442038240928

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam John Rawling

  IRN AXR00265

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2020)
  • [FCA CF] Client dealing (since 31 Jul 2020)
• Anthony Daniel Graham

  IRN AXG00266

  • 14. Managing investments
  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (1 Jul 2024 to 1 Jul 2025)
• Astrid Schilo

  IRN AXS02279

  • [FCA CF] Material risk taker (since 19 Dec 2023)
• Bruce Robert Russell

  IRN BRR01011

  • CF2 Non Executive Director (13 Nov 2018 to 8 Dec 2019)
• Chris Swanepoel

  IRN CXS01191

  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Christopher Poil

  IRN CXP01370

  • Director of firm who is not a certification employee or a SMF manager (since 14 Feb 2024)
• Christopher Robinson

  IRN CXR00419

  • [FCA CF] Material risk taker (22 Feb 2023 to 9 Aug 2024)
  • [FCA CF] Functions requiring qualifications (22 Feb 2023 to 9 Aug 2024)
• Claire Louise Bennison

  IRN CLB01042

  • 14. Managing investments
  • [FCA CF] Significant management (since 1 Jul 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
• Dane Harrison

  IRN DXH00667

  • 14. Managing investments
  • [FCA CF] Client dealing (since 20 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2023)
• Dimitra Liga

  IRN DXL00492

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
  • [FCA CF] Client dealing (since 20 Jun 2024)

No changes recorded yet.