Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Significant management (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Aug 2023)
    • [FCA CF] Client dealing (since 10 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2020)
  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • CF1 Director (23 Oct 2008 to 12 Aug 2016)
    • CF30 Customer (1 Nov 2007 to 28 Aug 2018)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (2 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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