Date authorised
1 April 2013
Companies House
01370458
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nine Hills Road
    Cambridge
    Cambridgeshire
    CB2 1GE
    UNITED KINGDOM
    Phone
    +441223365656
  • Complaints Contact

    Nine Hills Road
    Cambridge
    Cambridgeshire
    CB2 1GE
    UNITED KINGDOM
    Phone
    +4401223365656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Arthur James Bannard Smith

    IRN AAS00001

    • CF1 Director (25 Jun 2008 to 27 Aug 2010)
  • Anthony Jackson Morrow

    IRN AXM01751

    • CF8 Apportionment and Oversight (11 Dec 2008 to 28 May 2009)
    • CF10 Compliance Oversight (3 Apr 2008 to 28 May 2009)
    • CF11 Money Laundering Reporting (3 Apr 2008 to 28 May 2009)
    • Responsible for Insurance Mediation (3 Apr 2008 to 28 May 2009)
    • CF1 Director (3 Apr 2008 to 18 Mar 2011)
  • Christopher Graham Gough-Goodman

    IRN CGG00003

    • CF11 Money Laundering Reporting (24 Jun 2009 to 5 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Feb 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2008)
    • CF1 Director (1 Dec 2001 to 5 Feb 2018)
  • Claire Louise Bennison

    IRN CLB01042

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Sep 2020)
    • [FCA CF] Client dealing (since 10 Sep 2020)
  • Damian John Keeling

    IRN DJK01093

    • CF1 Director (16 Apr 2008 to 3 Jun 2014)
  • David Holmes

    IRN DXH11857

    • SMF16 Compliance Oversight (since 12 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2025)
  • David John Philip Hesketh

    IRN DJH01481

    • SMF3 Executive Director (9 Dec 2019 to 19 Jun 2020)
    • CF1 Director (10 Feb 2014 to 8 Dec 2019)
  • Geoffrey Bernard Sharpe

    IRN GBS00006

    • CF30 Customer (1 May 2008 to 12 Apr 2009)
  • James Edward Bruce

    IRN JEB00022

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Aug 2023)
    • SMF3 Executive Director (since 16 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Oct 2009 to 8 Dec 2019)
  • Julie Suzanne Hepworth

    IRN JSH00047

    • [FCA CF] Material risk taker (since 1 Aug 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2025)
    • CF11 Money Laundering Reporting (23 Apr 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Apr 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Feb 2018 to 30 Sep 2018)
    • CF1 Director (24 Jan 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.