Date authorised
1 April 2013
Companies House
01370458
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Nine Hills Road
    Cambridge
    Cambridgeshire
    CB2 1GE
    UNITED KINGDOM
    Phone
    +441223365656
  • Complaints Contact

    Nine Hills Road
    Cambridge
    Cambridgeshire
    CB2 1GE
    UNITED KINGDOM
    Phone
    +4401223365656

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lothar Alfred Mentel

    IRN LAM01038

    • CF1 Director (27 Oct 2015 to 29 Nov 2017)
  • Maria Olga Adlin De Lima

    IRN MOD00001

    • CF30 Customer (1 Nov 2007 to 30 Dec 2012)
    • CF1 Director (1 Dec 2001 to 31 Oct 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Matthew Blackburn

    IRN MXB02484

    • CF30 Customer (19 May 2014 to 9 Jan 2017)
  • Peter Martin Craddock

    IRN PMC00060

    • CF1 Director (5 Jun 2013 to 31 Dec 2013)
  • Phillip Alexander Carr

    IRN PAC01296

    • CF1 Director (9 Jun 2008 to 23 Dec 2013)
    • CF29 Significant management (9 Jun 2008 to 18 Mar 2011)
  • Samuel Leary

    IRN SXL01390

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2020)
    • CF30 Customer (16 Nov 2015 to 8 Dec 2019)
  • Steven Keshishoghli

    IRN SXK01851

    • CF30 Customer (2 Dec 2013 to 13 Oct 2015)
  • Stuart Michael Shelton

    IRN SMS01174

    • CF30 Customer (1 Feb 2013 to 9 Jan 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.