Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tatton Investment Management Limited
FRN 733471
- 14. Managing investments
- SMF9 Chair of the Governing Body (since 11 Mar 2020)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
- CF1 Director (19 Jan 2017 to 8 Dec 2019)
- CF3 Chief Executive (19 Jan 2017 to 8 Dec 2019)
- CF30 Customer (19 Jan 2017 to 8 Dec 2019)
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- CF1 Director (27 Oct 2015 to 29 Nov 2017)
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- CF30 Customer (10 Mar 2009 to 9 Dec 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.