Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • SMF9 Chair of the Governing Body (since 11 Mar 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2024)
    • CF1 Director (19 Jan 2017 to 8 Dec 2019)
    • CF3 Chief Executive (19 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (19 Jan 2017 to 8 Dec 2019)
  • Cambridge Investments Limited (no longer approved here)

    FRN 114762

    • CF1 Director (27 Oct 2015 to 29 Nov 2017)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (10 Mar 2009 to 9 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.