Christopher Graham Gough-Goodman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sorbus Partners LLP

    FRN 588466

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
    • [FCA CF] Client dealing (since 2 Feb 2026)
  • WESTBURY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 593747

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2025)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Cambridge Investments Limited (no longer approved here)

    FRN 114762

    • CF11 Money Laundering Reporting (24 Jun 2009 to 5 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 5 Feb 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 5 Feb 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.