Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2022)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF10 Compliance Oversight (10 Aug 2012 to 18 Oct 2013)
    • CF11 Money Laundering Reporting (10 Aug 2012 to 18 Oct 2013)
    • CF1 Director (30 Jul 2009 to 18 Oct 2013)
    • Responsible for Insurance Mediation (30 Jul 2009 to 4 Apr 2013)
  • Chambers & Co (Chelmsford) Ltd (no longer approved here)

    FRN 511938

    • Employed By (13 Nov 2009 to 18 Mar 2011)
  • PERSPECTIVE (SOUTH EAST) LIMITED (no longer approved here)

    FRN 178690

    • CF1 Director (AR) (26 Jun 2009 to 18 Mar 2011)
    • Responsible for Insurance Mediation (3 Apr 2008 to 18 Mar 2011)
    • CF11 Money Laundering Reporting (3 Apr 2008 to 10 Mar 2010)
    • CF1 Director (3 Apr 2008 to 18 Mar 2011)
    • CF10 Compliance Oversight (3 Apr 2008 to 10 Mar 2010)
    • CF8 Apportionment and Oversight (3 Apr 2008 to 31 Mar 2009)
  • Cambridge Investments Limited (no longer approved here)

    FRN 114762

    • CF8 Apportionment and Oversight (11 Dec 2008 to 28 May 2009)
    • CF10 Compliance Oversight (3 Apr 2008 to 28 May 2009)
    • CF11 Money Laundering Reporting (3 Apr 2008 to 28 May 2009)
    • Responsible for Insurance Mediation (3 Apr 2008 to 28 May 2009)
    • CF1 Director (3 Apr 2008 to 18 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

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