MWA FINANCIAL ADVICE LTD

• Principal Place of Business

  Bramble House

  112 Wickham Road

  Fareham

  Hampshire

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401329821950

  Web

  https://www.mwafinancialadvice.co.uk

• Complaints Contact

  1st Floor, Bramble House

  Wickham Road

  Fareham

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401992500800

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy to let mortgages, let to buy mortgages and home reversion plans.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Stampford Harvey

  IRN AJH00051

  • [FCA CF] Client dealing (5 Sep 2023 to 18 Jul 2025)
  • [FCA CF] Functions requiring qualifications (5 Sep 2023 to 18 Jul 2025)
• Andrew Thomas Wandless

  IRN ARU00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
• Ben Rowntree

  IRN BJR00018

  • CF30 Customer (1 Nov 2007 to 16 May 2008)
  • CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (11 May 2007 to 31 Oct 2007)
• Christopher John Roberts

  IRN CJR00021

  • CF30 Customer (1 Aug 2013 to 31 Jul 2014)
• Christopher John Slater-Jones

  IRN CJS01279

  • CF30 Customer (18 Jan 2019 to 29 Nov 2019)
  • CF1 Director (AR) (18 Jan 2019 to 5 Jun 2019)
• Christopher Michael Swole

  IRN CMS00003

  • CF30 Customer (31 Oct 2018 to 6 Nov 2019)
• Daniel Mark Stansall

  IRN DMS01178

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• David Tyler

  IRN DPT00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
  • [FCA CF] Client dealing (since 12 Mar 2024)
• David William Philips

  IRN DWP00025

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
  • [FCA CF] Client dealing (since 6 Nov 2025)
• Dean Campbell Banks

  IRN DXB11515

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2020 to 4 Dec 2025)
  • Responsibility for MCD Intermediation (26 Feb 2020 to 4 Dec 2025)
  • Responsible for Insurance Distribution (26 Feb 2020 to 4 Dec 2025)
  • SMF16 Compliance Oversight (26 Feb 2020 to 4 Dec 2025)
  • CF1 Director (16 May 2019 to 8 Dec 2019)

• MWA Mortgages Ltd (no longer appointed)

  FRN 916775 · Appointed 14 Nov 2019 · Until 31 May 2023

• Crawford & Jones LTD (no longer appointed)

  FRN 828444 · Appointed 12 Dec 2018 · Until 15 Oct 2019

• EKM Finance Ltd (no longer appointed)

  FRN 774592 · Appointed 22 Mar 2017 · Until 22 May 2017

• TS Asset Management Limited (no longer appointed)

  FRN 715827 · Appointed 3 Sep 2015 · Until 11 Jan 2019

• Later Life Matters Limited (no longer appointed)

  FRN 580066 · Appointed 24 Apr 2012 · Until 4 Jan 2021

No changes recorded yet.