David William Philips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWA FINANCIAL ADVICE LTD

    FRN 460399

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2025)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • [FCA CF] Client dealing (23 Apr 2020 to 1 May 2025)
    • [FCA CF] Functions requiring qualifications (23 Apr 2020 to 1 May 2025)
    • [PRA CF] Key function holder (23 Apr 2020 to 24 Apr 2020)
    • Appointed representative dealing with clients for which they require qualification (23 Apr 2020 to 1 May 2025)
    • CF1 Director (AR) (23 Apr 2020 to 22 Jun 2023)
    • CF30 Customer (23 Apr 2020 to 1 May 2025)
  • Wealth Design Holdings Limited (no longer approved here)

    FRN 923351

    • Employed By (23 Apr 2020 to 1 May 2025)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (10 Feb 2011 to 27 Jan 2014)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (17 Feb 2010 to 31 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

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