Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ever North Limited (no longer approved here)

    FRN 800196

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2024 to 16 May 2024)
    • SMF3 Executive Director (15 Feb 2024 to 16 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (19 Mar 2020 to 15 Dec 2023)
    • CF1 Director (AR) (18 Mar 2020 to 25 May 2022)
    • CF30 Customer (18 Mar 2020 to 15 Dec 2023)
  • CSJones Limited (no longer approved here)

    FRN 916091

    • Employed By (18 Mar 2020 to 15 Dec 2023)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • CF1 Director (AR) (18 Jan 2019 to 5 Jun 2019)
    • CF30 Customer (18 Jan 2019 to 29 Nov 2019)
  • Crawford & Jones LTD (no longer approved here)

    FRN 828444

    • Employed By (18 Jan 2019 to 29 Nov 2019)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (27 Oct 2017 to 5 Dec 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (5 Apr 2006 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.