Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF17 Money Laundering Reporting Officer (MLRO) (15 Feb 2024 to 16 May 2024)
- SMF3 Executive Director (15 Feb 2024 to 16 May 2024)
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- Appointed representative dealing with clients for which they require qualification (19 Mar 2020 to 15 Dec 2023)
- CF1 Director (AR) (18 Mar 2020 to 25 May 2022)
- CF30 Customer (18 Mar 2020 to 15 Dec 2023)
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- Employed By (18 Mar 2020 to 15 Dec 2023)
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- CF1 Director (AR) (18 Jan 2019 to 5 Jun 2019)
- CF30 Customer (18 Jan 2019 to 29 Nov 2019)
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- Employed By (18 Jan 2019 to 29 Nov 2019)
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- CF30 Customer (27 Oct 2017 to 5 Dec 2018)
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- CF22 Investment Adviser (Trainee) (5 Apr 2006 to 3 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.