Montfort International Limited

Date authorised
1 April 2013
Companies House
03131722
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Home Farm
    Shere Road
    Albury
    Guildford
    Surrey
    GU5 9BL
    UNITED KINGDOM
    Phone
    +441483202072
    Web
    https://www.montfort-intl.com

  • Complaints Contact

    Montfort International
    Unit 1
    Home Farm
    Shere Road
    Guildford
    Surrey
    GU5 9BL
    UNITED KINGDOM
    Phone
    +4401483202072

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Norwood

    IRN AXN01691

    • CF30 Customer (23 Jun 2015 to 8 Dec 2019)
  • Andrew Richard Hains

    IRN ARH01142

    • CF30 Customer (28 May 2008 to 26 Mar 2018)
  • Antonette Rousseau

    IRN AXR02080

    • CF29 Significant management (1 Jul 2011 to 7 Oct 2011)
  • Brian John Watts

    IRN BJW00035

    • CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2003)
  • Carole Ann Maeers

    IRN CAM00020

    • [FCA CF] Client dealing (9 Mar 2021 to 12 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Mar 2021 to 12 Jan 2024)
    • CF30 Customer (25 Mar 2019 to 8 Dec 2019)
  • Christopher John Slater-Jones

    IRN CJS01279

    • CF30 Customer (27 Oct 2017 to 5 Dec 2018)
  • Christopher Taylor

    IRN CXT00389

    • [FCA CF] Client dealing (10 Jan 2023 to 22 Dec 2023)
    • [FCA CF] Functions requiring qualifications (10 Jan 2023 to 22 Dec 2023)
  • Danielle Feltham

    IRN DXF01605

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2023)
    • [FCA CF] Client dealing (since 19 Jun 2023)
    • CF30 Customer (4 May 2016 to 12 Aug 2016)
  • Eugen Neagu

    IRN EXN01083

    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Geraint Lloyd Davies

    IRN GLD00009

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
    • [FCA CF] Client dealing (since 16 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.