Eugen Neagu

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N2 ASSET MANAGEMENT LIMITED

    FRN 837211

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 3. Giving personal recommendations on derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 16 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Dec 2019)
    • SMF16 Compliance Oversight (since 16 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Montfort International Limited (no longer approved here)

    FRN 181199

    • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF30 Customer (26 Apr 2011 to 31 Mar 2012)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF30 Customer (25 Jan 2010 to 30 Dec 2010)
  • Julian Harris Financial Consultants (no longer approved here)

    FRN 153566

    • CF30 Customer (5 Mar 2009 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.