Andrew John Stampford Harvey

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

MWA FINANCIAL ADVICE LTD (no longer approved here)
FRN 460399
- [FCA CF] Functions requiring qualifications (5 Sep 2023 to 18 Jul 2025)
- [FCA CF] Client dealing (5 Sep 2023 to 18 Jul 2025)
Tom French & Associates Limited (no longer approved here)
FRN 185513
- CF30 Customer (1 Nov 2007 to 1 May 2012)
- CF21 Investment Adviser (26 Apr 2002 to 31 Oct 2007)
- CF1 Director (AR) (26 Apr 2002 to 1 May 2012)
Financial Advice Centre (no longer approved here)
FRN 190158
- (10)Employed By (26 Apr 2002 to 29 Aug 2002)
The Financial Advice Centre (South West) Ltd (no longer approved here)
FRN 191603
- Employed By (25 Apr 2000 to 29 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.