Tom French & Associates Limited

Date authorised
1 April 2013
Companies House
03445703
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tom French & Associates Ltd
    Prudence House
    Ashleigh Way
    Langage Business Park
    Plymouth
    Devon
    PL7 5JX
    UNITED KINGDOM
    Phone
    +4401752347070
    Web
    https://www.tfagroup.co.uk

  • Complaints Contact

    Tom French & Associates Ltd
    Prudence House
    Ashleigh Way
    Langage Business Park
    Plymouth
    Devon
    PL7 5JX
    UNITED KINGDOM
    Phone
    +4401752347070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Consumer Hire

  • Consumer Hire Servicing

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Basic Pension Advice

    For Eligible Counterparty, Professional, Retail (Investment), Stakeholder products

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Cooper

    IRN AXC00332

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2023)
  • Adam Fearn

    IRN AXF00044

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • Adrian Gareth Cross

    IRN AGC00040

    • CF30 Customer (1 Nov 2007 to 29 Mar 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Adrian James Bateman

    IRN AJB01258

    • CF21 Investment Adviser (14 May 2002 to 12 Nov 2002)
  • Alan Laurence Cox

    IRN ALC00001

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (30 Apr 2007 to 31 Oct 2007)
  • Alison Lindsey Lyes

    IRN ALL00008

    • CF30 Customer (20 Apr 2009 to 21 Dec 2012)
    • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
  • Alison Louise Theobald

    IRN ALB00030

    • CF30 Customer (1 Nov 2007 to 2 Nov 2015)
    • CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 17 Nov 2005)
  • Allan James Beard

    IRN AJB01476

    • CF21 Investment Adviser (14 Jul 2003 to 16 Dec 2003)
  • Andrew James Burton

    IRN AJB01590

    • [FCA CF] Manager of certification employee (25 Apr 2024 to 16 Sep 2025)
    • [FCA CF] Significant management (7 Mar 2024 to 16 Sep 2025)
    • [FCA CF] Client dealing (1 May 2020 to 16 Sep 2025)
    • [FCA CF] Functions requiring qualifications (1 May 2020 to 16 Sep 2025)
  • Andrew John Stampford Harvey

    IRN AJH00051

    • CF30 Customer (1 Nov 2007 to 1 May 2012)
    • CF21 Investment Adviser (26 Apr 2002 to 31 Oct 2007)
    • CF1 Director (AR) (26 Apr 2002 to 1 May 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.