Andrew James Burton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2025)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • [FCA CF] Manager of certification employee (25 Apr 2024 to 16 Sep 2025)
    • [FCA CF] Significant management (7 Mar 2024 to 16 Sep 2025)
    • [FCA CF] Client dealing (1 May 2020 to 16 Sep 2025)
    • [FCA CF] Functions requiring qualifications (1 May 2020 to 16 Sep 2025)
  • Chetwood Wealth Management Ltd (no longer approved here)

    FRN 195024

    • CF30 Customer (20 Nov 2019 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (25 May 2006 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.