Christopher John Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Herts Financial Services Limited (no longer approved here)

    FRN 595005

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 May 2019)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 21 May 2019)
    • CF30 Customer (8 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jun 2013 to 21 May 2019)
    • CF10 Compliance Oversight (3 Jun 2013 to 21 May 2019)
    • Responsible for Insurance Mediation (3 Jun 2013 to 30 Sep 2018)
    • CF1 Director (3 Jun 2013 to 21 May 2019)
  • MWA FINANCIAL ADVICE LTD (no longer approved here)

    FRN 460399

    • CF30 Customer (1 Aug 2013 to 31 Jul 2014)
  • Scott and Casey Financial Management Limited (no longer approved here)

    FRN 213848

    • CF30 Customer (1 Nov 2007 to 20 Dec 2008)
    • CF21 Investment Adviser (10 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.