Scott and Casey Financial Management Limited

• Principal Place of Business

  1st Floor Business Centre

  Circle Line House

  8 East Road

  Harlow

  Essex

  CM20 2BJ

  UNITED KINGDOM

  Phone

  +441279836392

• Complaints Contact

  1st Floor Business Centre

  Circle Line House

  8 East Road

  Harlow

  Essex

  CM20 2BJ

  UNITED KINGDOM

  Phone

  +441279836392

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Warrant

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adeem Ali Kashif

  IRN AAK00003

  • CF22 Investment Adviser (Trainee) (8 May 2003 to 1 Dec 2003)
• Anthony Chada

  IRN AXC00210

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 25 Jan 2021)
  • [FCA CF] Client dealing (since 25 Jan 2021)
• Brian Young

  IRN BXY01018

  • CF1 Director (AR) (26 Nov 2002 to 25 Nov 2003)
• Christopher John Roberts

  IRN CJR00021

  • CF30 Customer (1 Nov 2007 to 20 Dec 2008)
  • CF21 Investment Adviser (10 Jan 2005 to 31 Oct 2007)
• David Charles Robert Payne

  IRN DCP00002

  • CF21 Investment Adviser (28 Jun 2005 to 11 Nov 2005)
• David Ginnaw

  IRN DXG01261

  • CF30 Customer (1 Nov 2007 to 1 Aug 2012)
  • CF1 Director (18 Jul 2005 to 1 Aug 2012)
  • CF21 Investment Adviser (12 Nov 2002 to 31 Oct 2007)
• David Jonathan Birnbaum

  IRN DJB00060

  • CF21 Investment Adviser (14 Nov 2002 to 3 Apr 2003)
• David Joseph Ginnaw

  IRN DJG01287

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 5 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Mar 2024)
• David Peter Ginn

  IRN DPG00012

  • CF30 Customer (24 Jun 2015 to 30 Nov 2015)
  • CF21 Investment Adviser (18 Jul 2005 to 31 Oct 2007)
• David Ritchie Allan

  IRN DRA00008

  • CF30 Customer (1 Nov 2007 to 23 Jul 2009)
  • CF21 Investment Adviser (1 Sep 2005 to 31 Oct 2007)

• David Peter Ginn (no longer appointed)

  FRN 504077 · Appointed 4 Jan 2010 · Until 30 Nov 2015

• Your IFA Ltd (no longer appointed)

  FRN 502392 · Appointed 16 Jun 2009 · Until 1 Apr 2015

• Seventy Twenty Ltd (no longer appointed)

  FRN 490782 · Appointed 28 Oct 2008 · Until 30 Jul 2010

• JAC Financial Design Ltd (no longer appointed)

  FRN 219086 · Appointed 31 Oct 2004 · Until 31 Oct 2004

• JAC Financial Design Ltd (no longer appointed)

  FRN 219086 · Appointed 12 Nov 2002 · Until 22 Jun 2004

No changes recorded yet.