MWA FINANCIAL ADVICE LTD

• Principal Place of Business

  Bramble House

  112 Wickham Road

  Fareham

  Hampshire

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401329821950

  Web

  https://www.mwafinancialadvice.co.uk

• Complaints Contact

  1st Floor, Bramble House

  Wickham Road

  Fareham

  PO16 7JH

  UNITED KINGDOM

  Phone

  +4401992500800

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice, buy to let mortgages, let to buy mortgages and home reversion plans.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Denise Valerie Wilkinson

  IRN DVW01010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2023)
• Edward Louis Rosengarten

  IRN ELR01006

  • SMF3 Executive Director (since 12 Sep 2021)
• Gareth Huw Tregidon

  IRN GHT01008

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 30 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
• Glenn McDonald Williams

  IRN GMW00002

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Mar 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Mar 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Feb 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (26 Feb 2007 to 31 Mar 2009)
  • CF10 Compliance Oversight (26 Feb 2007 to 8 Dec 2019)
  • CF1 Director (26 Feb 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (26 Feb 2007 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (26 Feb 2007 to 8 Dec 2019)
• Graham Robert Steed

  IRN GRS00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2023)
  • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
• Harvey Stephen Gelman

  IRN HSG00004

  • CF1 Director (AR) (7 Mar 2013 to 4 Jan 2021)
  • CF30 Customer (12 Jan 2009 to 4 Jan 2021)
• Iqra Khan Rabbani

  IRN IXR16186

  • [FCA CF] Functions requiring qualifications (1 May 2021 to 30 Sep 2022)
• James Richards

  IRN JAR00040

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Mar 2024)
  • [FCA CF] Client dealing (since 12 Mar 2024)
• Jasper Iddo De Zoeten

  IRN JXD01832

  • [FCA CF] Functions requiring qualifications (1 Apr 2023 to 6 Jan 2025)
  • [FCA CF] Client dealing (1 Apr 2023 to 6 Jan 2025)
• Jeremy Martin

  IRN JLM00041

  • [FCA CF] Functions requiring qualifications (17 Jul 2024 to 11 Sep 2025)
  • [FCA CF] Client dealing (17 Jul 2024 to 11 Sep 2025)

• MWA Mortgages Ltd (no longer appointed)

  FRN 916775 · Appointed 14 Nov 2019 · Until 31 May 2023

• Crawford & Jones LTD (no longer appointed)

  FRN 828444 · Appointed 12 Dec 2018 · Until 15 Oct 2019

• EKM Finance Ltd (no longer appointed)

  FRN 774592 · Appointed 22 Mar 2017 · Until 22 May 2017

• TS Asset Management Limited (no longer appointed)

  FRN 715827 · Appointed 3 Sep 2015 · Until 11 Jan 2019

• Later Life Matters Limited (no longer appointed)

  FRN 580066 · Appointed 24 Apr 2012 · Until 4 Jan 2021

No changes recorded yet.