Gareth Huw Tregidon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MWA FINANCIAL ADVICE LTD

    FRN 460399

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2025)
    • [FCA CF] Client dealing (since 30 Jan 2025)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • SMF3 Executive Director (31 Jul 2024 to 15 Jan 2025)
    • SMF1 Chief Executive (31 Jul 2024 to 15 Jan 2025)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 25 Apr 2021)
    • CF30 Customer (13 Apr 2015 to 25 Apr 2021)
  • Albert Goodman Financial Planning Limited (no longer approved here)

    FRN 148300

    • CF30 Customer (21 Apr 2009 to 31 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.