Albert Goodman Financial Planning Limited

• Principal Place of Business

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

  Web

  https://www.albertgoodman.co.uk

• Complaints Contact

  Goodwood House

  Blackbrook Park Avenue

  Taunton

  Somerset

  TA1 2PX

  UNITED KINGDOM

  Phone

  +4401823286096

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Geoffrey Whitley

  IRN AGW01134

  • CF30 Customer (29 Nov 2013 to 7 Apr 2016)
• Andrew Michael Brown

  IRN AMB00017

  • CF1 Director (AR) (24 Oct 2011 to 1 Feb 2013)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2016)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 25 Aug 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 25 Aug 2005)
  • CF1 Director (1 Dec 2001 to 31 Oct 2016)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 25 Aug 2005)
• Andrew Thomas Hopper

  IRN ATH00004

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2024)
  • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
• Anthony Michael Locke

  IRN AML00006

  • CF30 Customer (1 Nov 2007 to 31 Jan 2010)
  • CF21 Investment Adviser (22 Aug 2006 to 31 Oct 2007)
• Brian Patrick Ward

  IRN BPW00003

  • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
  • CF21 Investment Adviser (16 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 May 2004 to 16 Dec 2004)
• Calum Mark Butt

  IRN CXB06582

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • SMF3 Executive Director (since 29 Apr 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Catherine Ann Causey

  IRN CAC01249

  • CF1 Director (AR) (26 Oct 2017 to 31 Dec 2018)
• Cheryl Michelle Coulthard

  IRN CMB01140

  • CF30 Customer (4 Apr 2008 to 31 Jul 2009)
• Christian Roy Hartnell

  IRN CRH01081

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 May 2004 to 31 Oct 2007)
• Claire Earnshaw

  IRN CXE01172

  • CF22 Investment Adviser (Trainee) (22 Nov 2006 to 31 Mar 2007)

• GL Financial Planning Limited (no longer appointed)

  FRN 565104 · Appointed 21 Sep 2011 · Until 26 Jul 2016

• Professional Financial Planning (South West) Limited (no longer appointed)

  FRN 524459 · Appointed 21 May 2010 · Until 31 Dec 2018

• Corry Capital Advisers Ltd (no longer appointed)

  FRN 456013 · Appointed 15 Aug 2006 · Until 30 Apr 2007

• Go For Customer Limited (no longer appointed)

  FRN 453776 · Appointed 22 Jun 2006 · Until 12 Nov 2007

No changes recorded yet.