Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Jan 2025)
    • [FCA CF] Client dealing (since 24 Jan 2025)
  • Albert Goodman Financial Planning Limited (no longer approved here)

    FRN 148300

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jul 2024)
    • CF30 Customer (4 Sep 2015 to 8 Dec 2019)
  • Fidelius Ltd (no longer approved here)

    FRN 188615

    • CF30 Customer (1 Nov 2007 to 5 Aug 2011)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
  • Freedom Associates Ltd (no longer approved here)

    FRN 200108

    • (13)Employed By (28 Feb 2001 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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